January 28, 2004 

Vol. 2004/04  

The Kentucky Decisions

  • No Ky Supreme Court 
  • 23 Ky Court of Appeals
  • 1 Western District of Kentucky
  • No Sixth Circuit Court of Appeals for Kentucky
  • Discretionary Reviews by Supreme Court [new]
  • Scheduled Arguments Links [new]
  • Index to past issues of Law Wire:  www.LouisvilleLaw.com/news/index.htm

Legal Shorts

  • No claim for wrongful discharge against shareholder of corporation, even if owns 90% of company

  • Judgment becomes "final" for CrR 11.42 motion when Supreme Court denied petition for rehearing so 3 years runs from that date

  • Police officer not entitled to administrative hearing when terminated from police department during probationary period

  • Two attempts to expunge criminal record still results in public interest in keeping the crime on the books

  • Court of Appeals not indifferent to issue that questions of fact in criminal case are jury questions, including if defendant acted with extreme indifference

  • Impeaching witness with prior felony question ends with the answer "yes".  But if says "no" then proof of conviction admissible

  • OBGYN doctor loses on contract that required his certification of specialty

  • Interesting claims scenario regarding estate that is date-specific

  • Fifth class city gets away with firing employee without hearing in spite of claim of not a class act move

  • Property owners cannot unilaterally make residence a farm to skirt zoning regulations

  • Seventy year old husband stuck with permanent maintenance even though income may soon be reduced due to retirement.  Modification is the remedy and not prospective decreases.

Links to Official Sites
 for the following decisions

 


Kentucky Rules Now Posted at the AOC

Note these are a little difficult and time-consuming to maneuver through.


LawWire Volunteers 

  • Gretchen Avery

  • Jeri Barclay

  • Scott Byrd

  • Reed Ennis

  • John Hamlet

  • Sam Hinkle

  • Peter Naake

  • Paul Schurman, Jr.

  • Mike Stevens

  • James Worthington

 

KENTUCKY APPELLATE DECISIONS 
January 12-16, 2004

The links from this page are to the Kentucky Administrative Office of the Court's (AOC) web site at www.KyCourts.net which contains both published and unpublished opinions of the Kentucky Supreme Court and Kentucky Court of Appeals. First, opinions that are labeled "NOT TO BE PUBLISHED" shall never be cited or used as authority in any other case in any court of this state. CR 76.28(4)(c). This is true even after the unpublished opinions become final. Secondly, although opinions labeled "TO BE PUBLISHED" may be cited as authority in any court of the Commonwealth of Kentucky, the opinions shall not be cited until all steps in the appellate process have been exhausted and they become final. 

As of the date Court of Appeals opinions were placed on the web site, none were final.  We used the label "NONPUBLISHED" to mean the opinion was designated by court "not to be published",  and the label "PUBLISHED" to mean the court designated the decision "to be published."

"Clicking" on the link in the left column should bring up the decision in "pdf" format as listed on the AOC's web site.

Kentucky Court of Appeals Decisions 
January 16, 2004

AOC LINKS - FULL TEXT    SUMMARIES OF DECISIONS
1999-CA-000454.pdf
Size: 21 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
DISHMAN v. COM.
CRIMINAL
TC did not err in denying Dishman's RCr 11.42 motion without an evidentiary hearing.  No error in denying motion for prerelease probation under KRS 439.575 considering statute was deemed unconstitutional in Prater v. Commonwealth, Ky., 82 S.W.3d 898 (2002).
2001-CA-001940.pdf
Size: 19 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
BURRIS V. GIBBS
CIVIL RIGHTS,  Wrongful Discharge
Appellant had sued her supervisor at a machining company for discharging her for having sought workers' comp benefits.  Henderson Circuit Court granted JNOV to supervisor and CA affirms.

Appellant had sued supervisor personally (he owned 90% of the company) and the company. Jury awarded appellant almost $150,000, half of which were punitives. Supervisor moved for JNOV and the TC granted, holding that neither the KY Civil Rights Act nor Title VII provides individual liability for wrongful discharge, only corporate.  CA agrees, citing Wathen v. General Electric Co., 115 F.3d 400 (6th Cir. 1997).

(Tackett, J., affirming)
2001-CA-002682.pdf
Size: 25 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
DAVIS v. COM.
CRIMINAL, Counsel
CA affirmed in part, vacated and remanded in part Jefferson Circuit Judge Goeffrey Morris' order denying Defendant's RCr 11.42 motion.  Case remanded in part for an evidentiary hearing on the sole issue of trial counsel's trial preparation.  Motion was timely filed under the guidelines of RCr 11.42(10). Under RCr 11.42(10), "[a]ny motion under this rule shall be filed within three years after the judgment becomes final . . ." The judgment became final  when the Kentucky Supreme Court denied Davis’s petition for rehearing. See CR 76.30(2)(c).  Here, TC called no expert witnesses to refute the Commonwealth’s expert testimony as to the time and manner of death. "In light of the expert testimony in this case, it is improbable that this evidence could be refuted, however, we believe an evidentiary hearing is warranted on this matter as it raises a material issue of fact that cannot be resolved by an examination of the record. See RCr 11.42(5)."
2002-CA-000320.pdf
Size: 27 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
YORK v. COM.
CRIMINAL, Expungement
CA affirmed TC's denial of Defendant's two motions to expunge following judgment of acquittal and reversal on appeal. 
"The transcript of the hearing and the trial court’s orders reflect that it carefully considered the matter on remand before it reached a decision. The trial court balanced the interests implicated in granting York’s motion for expungement and found that the state interest in maintaining the records relating to the charges outweighed York’s interest in expunging them. We believe this was within the range of conclusions based upon the evidence and proper application of KRS 431.076, therefore, we affirm the orders denying expungement in both the Bracken and Mason Circuit Courts."
2002-CA-000511.pdf
Size: 47 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
VANN (now Jorjani) v. VANN
DIVORCE, Child Custody
Court of Appeals affirmed family court's refusal to modify joint custody arrangements requested by both parents.  In spite of length post-divorce acrimony and litigation, the child "was finally adjusting to the divorce of his mother and father and his life should not be interrupted again. These findings were not clearly erroneous. These findings appear specifically addressed to the issue that [child]. should not be subjected to a change of residence, as he has finally, after a long period of difficulty, become adjusted to his new home."
2002-CA-000722.pdf
Size: 29 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
ADKINS v. COM.
CRIMINAL, Confessions, Miranda Warning
CA affirmed TC's denial of Defendant's motion to suppress alleging Miranda violation.  The only issue was whether the officers violated Adkins right to counsel by continuing an interrogation and whether his confession was voluntary.  CA found no improper interrogation  and held TC did not abuse its discretion in denying the motion to suppress as substantial evidence supported its findings.
2002-CA-001284.pdf
Size: 22 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
SHANNON v. CITY OF LYNNVIEW
GOVERNMENT EMPLOYMENT
Appellant not entitled administrative hearing where appellant was terminated from police department during probationary period.  The Court found Appellant had previously agreed to additional probationary period as part of terms of this reinstatement.  AFFIRMED.
2002-CA-001394.pdf
Size: 23 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
BURKHEAD V. COM.
CRIMINAL , Jury Instructions
CA affirmed Defendant's conviction for
wanton first degree assault following jury trial.  TC properly instructed on wanton first degree assault, as evidence did support a finding of extreme indifference to the value of human life.
 
"Instructions must be based on the totality of the evidence, as required by Mabe v. Commonwealth, Ky., 884 S.W.2d 668 (1999).   Kentucky law requires a trial court to give instructions on the whole law of the case. Cooper, Kentucky Instructions to Juries, Vol. l, Section 1.05A, p. 14 (1999). Where there is a question of fact regarding the defendant’s actions, that issue must be placed before the jury in the jury instructions. Commonwealth v. Benham, Ky., 816 S.W.2d 186, 187 (1991). The question of whether a defendant acted with extreme indifference is a jury issue, and must be presented to the jury for ruling. Hudson v. Commonwealth, Ky., 979 S.W.2d 196, 198 (1998). Instructions that provide the jury with sentencing options including wanton or reckless behavior are considered proper. Robertson v. Commonwealth, Ky., 82 S.W.3d 832 (2002).
 
Next, Commonwealth's failure to provide notice of prior bad act was not intentional, and thus, not reversible error for TC to permit its introduction.  TC properly denied Defendant's motion to introduce videotape of the scene.  TC properly limited cross-examination.  Limitation on voir dire questioning did not rise to reversible error.
2002-CA-001781.pdf
Size: 38 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
N.P., THE MOTHER OF J.L.F. v. COM.
FAMILY LAW, Parental Rights, Termination
Following a bench trial, trial court terminated mother's parental rights to her son J.D.P., and her daughter, J.L.F. Having concluded that the trial court erred by relying upon impermissible hearsay evidence at trial, the C.A. reversed and remanded for further proceedings.  A "compiler of records" at the cabinet impermissibly testified as to "conclusions and/or opinions of other [Cabinet] workers," and that this testimony constituted inadmissible hearsay evidence. "[T]he record is replete with instances in which the trial court, over [the mother's] objection, permitted [the records compiler at the cabinet] to testify regarding 'substantiated' instances of neglect and/or abuse that had been reported in the Cabinet's records."
2002-CA-001876.pdf
Size: 37 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
WEST v. COM.
CRIMINAL, Entrapment, Directed Verdict and Instructions
CA affirmed Defendant's conviction for trafficking in a controlled substance in the first degree (oxycodone) following jury trial.  TC did not err (1) by failing to grant West's motion for a directed verdict of acquittal based on the defense of entrapment, and (2) by failing to instruct the jury as to the proper allocation of the burden of proof in respect to the defense of entrapment. 
2002-CA-002008.pdf
Size: 24 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
STEWART v. STEWART
DIVORCE, Maintenance, Expert Witnesses
Seventy-year old husband claimed award of permanent maintenance was improper since he would soon retire.  Court of Appeals stated they were limited to the record as it existed and not prospectively.  "
KRS 403.250 provides that an award of maintenance may be modified upon a showing of changed circumstances so substantial and continuing as to make the terms unconscionable. Id. If Danny Joe's [husband's] income declines at some point in the future as he anticipates, he may avail himself of KRS 403.250 for the appropriate relief. The court's failure to address this issue was not error."
2002-CA-002052.pdf
Size: 23 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
MORROW v. COM.
CRIMINAL, Evidence, Prior Convictions
CA affirmed Defendant's convictions for escape in the second degree and of being a persistent felony offender in the second degree (PFO).  Alleged error that TC improperly permitted prior bad act evidence was not preserved for review.  Error involving impeachment with previous felony conviction was harmless.  The rule is set out in Commonwealth v. Richardson, Ky., 674 S.W.2d 515, 518 (1984), which states:  " [A] witness may be asked if he has been previously convicted of a felony. If his answer is "Yes," that is the end of it and the court shall thereupon admonish the jury that the admission by the witness of his prior conviction of a felony may be considered only as it affects his credibility as a witness, if it does so. If the witness answers "No" to this question, he may then be impeached by the Commonwealth by the use of all prior convictions. . . ."  Here, the Commonwealth violated the rule by eliciting testimony that Morrow had been convicted of two previous felonies, and the Court failed to instruct the jury on the limited use of the evidence.  Nevertheless, CA found the error to be harmless.
2002-CA-002115.pdf
Size: 21 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
DIAZ, M.D. v. BIG SANDY HEALTHCARE, INC.
CONTRACTS, Physicians
Dr. Diaz failed to get certified by the hospital in OBGYN.  As a result he pulled a Nixon, (resigned)), and then had to repay his student loans instead of Big Sandy footing his education bill.   Dr. appealed claiming Big Sandy had interfered with his getting certified.  The evidence and Jury found otherwise and the CA affirmed.  CA said the jury's verdict was not palpably against the evidence.
2002-CA-002548.pdf
Size: 21 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
ZIEGLER v. CITY OF FORT MITCHELL
ZONING, Exemptions
In affirming the trial court, the C.A. held the appellant landowners "have no legal right to engage in agriculture in a residential zone.... [They] cannot negate the City's authority to regulate activity in residential zones by unilaterally attempting to convert their property into a farm. The restrictions imposed by the City on property within residential zones is a proper exercise of its authority under KRS Chapter 100."
2002-CA-002564.pdf
Size: 25 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
VICKERS V. BELLERIVE DEVELOPMENT CO.
NEGLIGENCE, Premises Liability, Slip and Fall
Owner of parking lot where Krogers located was under no duty to warn patron of the hazardous condition of the parking lot or to clear the snow.  The snow was packed and claimed negligent snow removal.  Summary judgment dismissing complaint affirmed.  

"The Kentucky Supreme Court has defined the law regarding liability for injury due to natural outdoor hazards. In Standard Oil Co. v. Manis, Ky., 433 S.W.2d 856 (1968), the Court held that "natural outdoor hazards which are so obvious to an invitee as to the owner of the premises do not constitute unreasonable risks to the former which the landlord has a duty to remove or warn against." (Emphasis in original). Id., at 858. This standard was recently reaffirmed in PNC Bank v. Green, Ky., 30 S.W.3d 185 (2000).

2003-CA-000080.pdf
Size: 31 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
BAPTIST HOSPITAL EAST v. CRAFT, Adm'x of Estate of Hibbett
WILLS & ESTATES, Claims against Estate
Claims seem to cause a lot of trouble and the only way to understand this case is to look at a timeline:
Date of Death 11/23/2001
1st Demand Letter  12/19/2001 (Baptist East didn't know of death)
2nd Demand Letter 4/25/2002 (Baptist East still didn't know)
Complaint filed  6/20/2002 (Baptist East still didn't know and sued the  decedent)
Claim disallowed 7/10/2002
Amended Complaint 9/20/2002 (Amended to name Administratrix)
Summary Judgment 11/22/2002 (Against Baptist East based on failure to file     suit within 60 days allowed by KRS 396.055)
 
 Baptist East successfully argued, based on Tulsa Professional Collection Services v. Pope, 485 U.S. 478, 108 S. Ct. 1340, 99 L.Ed.2d 565 (1988) that the Administratrix knew of the claim and was required to give notice of the death so the hospital could follow the claims procedures.  The Court of Appeals then determined that the Administratrix had done so when she disallowed the claim on 7/10/2002 and that Baptist East had thus presented its claim when it Amended its Complaint to name the Administratrix on 9/20/2002.  The Court of Appeals remanded the case for unspecified "further proceedings." 
 
The concurring opinion would have treated the demand letters as notice and would have held that the Administratrix failed to take action and thus allowed the claim.  We don't know when the Administratrix was appointed so it's hard to analyze that opinion.
2003-CA-000568.pdf
Size: 24 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
IRWIN v. CITY OF HARDINSBURG
GOVERNMENT EMPLOYMENT, Mayorial Authority to Discharge
Fifth-class city that has not adopted a civil service commission and has not accepted funding from the city may terminate employment of police officer without cause or a hearing, provided reason for termination is not violative of public policy.  AFFIRMED.
2003-CA-000676.pdf
Size: 36 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
JONES v. BAPTIST HOSPITAL EAST
WORKERS COMP
 
Court of Appeals concluded that the Board erred both in its application of the law and in its assessment of the evidence so as "to cause gross injustice." See Western Baptist Hospital v. Kelly, Ky., 827 S.W.2d 685, 687-88 (1992), and thus vacated and remanded the Board's decision reversing the ALJ who had
awarded claimant permanent partial disability benefits of $12.23 per week for 425 weeks. The ALJ found that while working for the appellee, Baptist Hospital East , the claimant sustained a 5% impairment attributing her impairment rating to the cumulative effect of two work-related injures to her back: one occurring in 1999 and the other in 2000. 
2003-CA-000790.pdf
Size: 21 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
MILLS v. COM.
CRIMINAL
CA affirmed Circuit Court's denial of pro se Defendant's post-conviction motion for relief.   Mills’ objection to the indictments was untimely and the alleged defect in those indictments was clearly not prejudicial.
2003-CA-000970.pdf
Size: 25 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
JONES V. SPEEDWAY/SUPERAMERICA LLC
WORKERS COMP
ALJ decision that that no award for ongoing medical expenses was either appropriate or necessary was affirmed.
2003-CA-001066.pdf
Size: 21 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
COCKRUM V. NATIONAL TOBACCO CO.
WORKERS COMP
Affirmed the decision of the Board upholding the award of permanent partial disability benefits pursuant to the standard set forth at Western Baptist Hospital v. Kelly, Ky., 827 S.W.2d 685, 687-88 (1992).

With regard to the employer's request for sanction against the claim, the Court stated that "In light of Cockrum’s long period of employment with National Tobacco, the serious nature of his injury, and the fact that his entire work history has involved the use of both of his hands, it is wholly credible for him to believe his case to be worthy of another examination of the evidence. He is clearly entitled by law to nothing less. We find no merit whatsoever in National Tobacco’s request for sanctions."  "Although we have determined that the Board did not err in its assessment of the evidence, we cannot agree that Cockrum acted in bad faith by seeking further review."
2003-CA-001746.pdf
Size: 32 kb
Date: 1/14/2004
NOT TO BE PUBLISHED
HOUSECALL MEDICAL SERVICES V. BROWN
WORKERS COMP
Housecall Medical Resources (Housecall) sought review of an opinion of the Workers’ Compensation Board (Board) affirming a decision of the Administrative Law Judge (ALJ) which, among other things, determined that an August 2001 diskectomy operation performed on Doris Anderson Brown was a compensable, reasonable, and necessary medical procedure."  Housecall claimed res judicata precluded a determination that the August 2001 diskectomy was compensable   because approximately 20 months prior to the operation an Arbitrator had determined that the procedure was not reasonable and necessary".

    
Discretionary Reviews Granted by Kentucky Supreme Court 
For a current list of discretionary reviews posted at AOC in PDF format - Click Here
 12/11/2003

Horne v. Precision Cars of Lexington, Inc., et al . , 2002-SC-104-DG
Torts . Personal Injury. Outdoor Slip and Fall.
Issues include application of the "open and obvious" standard with respect to injury sustained by a car dealership customer who tripped over a partially obscured concrete bumper guard in the dealership parking lot.

York v. Kentucky Farm Bureau Mutual Insurance Company, 2003-SC-334-DG
AND
Prewitt v Kentucky Farm Bureau Mutual Insurance Company, 2003-SC-338-DG
Insurance. Motor Vehicle. 
Issues include applicability and validity of a "nonpermissive user exclusion" from motor vehicle insurance liability coverage.

Commonwealth v. Sowell , 2003-SC-355-DG
Criminal Law. Misdemeanor. Dismissal without Prejudice . 
Issues include whether the KRS 500.050(2) statute of limitation for offenses other than felonies bars an attempt to "redocket" non-felony charges dismissed without prejudice over ten days earlier.

Baptist Healthcare Systems, Inc d/b/a Central Baptist Hospital v Miller, 2003-SC-471-DG
Torts . Negligence . Damages . Medical Expenses.
Issues include whether
damages for medical expenses may include the amount billed or are limited to the amount actually either paid or collectible as a matter of law. 

Fayette County Board of Education v. M.R.D., etc. ,2003-SC-448-DG
Administrative Law. Education . Free and Appropriate Education.
Issues include the appropriate standard as well as appropriate application of the standard to the question whether a local board of education offered a student the "free and appropriate public education" required by the federal Individuals with Disabilities Education Act.

City of Bromley, et al . v. Smith , 2003-SC-141-DG, and Smith, et al . v. City Bromley, et al . , 2003-SC-144-DG
Local Government. Taxes . Constitutionality . Refunds . Class Action .
Issues include whether a class may be certified for purposes of obtaining a refund, contrary to Bischoff v . City of Newport, Ky.App ., 733 S .W .2d 762(1987), as a result of subsequent legislative amendments to KRS 134 .590 after the rendition of St. Ledger v. Revenue Cabinet, Ky., 912 S .W .2d 34 (1995).

Grand Aerie Fraternal Order of Eagles v. Carnevhan, etc., et al . , 2003-SC-169-DG
Torts. Dram Shop
May a national organization be found liable for an incident arising out of a local chapter's conduct involving the serving or selling of alcohol .

Ba lam, et al. v. Boys, etc., et al . , 2003-SC-250-DG
Torts. Damages . Pain and Suffering . Zero Verdict. 
Issues include whether
a jury may return a zero verdict where an injured party went through a surgical procedure.

Everly v. Commonwealth , 2003-SC-257-DG
Criminal Law. Sexual abuse . Child witness. 
Issues include reviewing the propriety of a "circle of chairs" arrangement for the child to testify, i .e ., not putting the child in the witness box, but rather putting the child in a chair in close proximity to the jury, including in the circle the judge, court reporter, prosecutor and defense counsel but excluding the defendant. Specific issues relating to the "circle of chairs" include alleged denial of both the right to confrontation and the right to consult with counsel as well as an argument regarding the necessity of a finding of KRS 421 .350 "compelling need" for such an alternative .

Shelter Mutual Ins. Co . v. Arnold , 2002-SC-373-DG
Insurance . Motor Vehicle . Physical Contact Requirement. 
In an action
seeking damages resulting from an accident caused by a hit-and-run driver, at issue is whether the "physical contact" requirement for recovery of uninsured motorist benefits is satisfied when an unidentified hit-and-run vehicle strikes another vehicle which in turn strikes the insured vehicle, but there is no actual physical contact between the insured vehicle and the hitand-run vehicle .

State Farm v. Marled, etc., et al . , 2002-SC-846-DG
Insurance. Household Exclusion . Umbrella Policy. 
At issue is whether, as applied to automobile liability coverage, a household exclusion clause in a personal liability umbrella policy issued in another state to out-of-state residents is void and unenforceable as against public policy in an action brought in Kentucky for damages arising from a motor vehicle accident occurring in Kentucky.

Parts Depot, Inc, et al. v. Beiswenger, 2002-SC-948-DG
KRS 337.385. Employment Law. Wage Dispute .
Must an action seeking
earned but unpaid wages plus liquidated damages and attorney fees, brought pursuant to KRS 337 .385, be dismissed by the circuit court for lack of subject matter jurisdiction on the basis that the matter must first be heard by the Labor Cabinet pursuant to KRS Chapter 337?

Pedigo v. Breen , 2003-SC-28-DG
Legal Malpractice. Limitations. 
At issue is whether, as required by KRS
413.245, plaintiffs cause of action for legal malpractice was timely filed within one year of the date her alleged legal harm became fixed and nonspeculative .

Hargiss, etc., et al . v. Baize, etc. . et al. , 2002-SC-969-DG
Negligence per se. Safety Regulations . 
Owner of truck was killed on
company's property while unloading logs owned by company from a trailer owned by company in conjunction with a pick up and delivery scheduled by company. Is truck owner a member of the class of persons intended to be protected by workplace safety regulations and thereby entitled to pursue a claim of negligence per se against company for violation of safety regulations pertaining to unloading of logs?

City of Covington, et al v Kenton County. Kentucky, 2002-SC-991-DG
Counties . Cities . Occupational License Fees . 
Issues include whether KRS 68 .197(4) entitles residents of Covington to credit their municipal occupational license fees against year-2000 increases in Kenton County's occupational license fees.

Commonwealth v. ChapDell , 2003-SC-454-DG
Criminal Law. Probation Revocation . Concurrent State/Federal Sentences Agreement. 
Where defendant was found guilty and sentenced to ten years, and was granted shock probation ; and subsequently committed bank robbery resulting in federal indictment; and waived formal probation-revocation hearing in exchange for agreement that state sentence would run concurrently with anticipated federal sentence ; but federal authorities refused to allow credit against subsequent federal sentence while defendant remained in state prison, how is the concurrent-sentences agreement to be effectuated?

Commonwealth v. C.J., a Child , 2002-SC-1009-DG
Juvenile Code. Appeals. Informal Adjustment. Final Action . 
Where juvenile was charged with possession of a weapon at school and wanton endangerment, and Juvenile Session of District Court at arraignment moved for informal adjustment (KRS 610 .100(3); KRS 600.020(31)) on condition that juvenile surrender weapon, continue counseling, and perform community service; but Commonwealth objected on grounds that statutory notification requirements for informal adjustment had not been met, may Commonwealth appeal from court's action?


Oral Arguments Calendar

  

Kentucky Federal Court Decisions
January 19-25, 2004

  • Western District Court - Kentucky 
    These decisions are in Word Perfect format so that WordPerfect or a program capable of converting or reading WordPerfect is required.  MS WordPad or NotePad will not work. MS Word 2000 will open the file.  You may have to save the decision on your disk and then open the saved document if you cannot change the default program for reading these files with an "p" extenstion.
    IN RE: Kindred Healthcare, Inc. Securities Litigation
      Investors in Kindred Healthcare (“Kindred”) stock brought a class action lawsuit against Kindred and five individual officers and directors for securities fraud under §§ 10(b) and 20(a) of the Securities and Exchange Act of 1934. Plaintiffs essentially complain that, in the face of an expected increase in professional liability claims in Florida in connection with enactment of a tort reform law in May 2001, Kindred publicly professed solid financial performance and proper coverage for professional liability claims when, in fact, the company had failed to set aside adequate reserves. Consequently, the stock price dropped when the company announced a dramatic increase in reserve levels in October 2002. To show fraud under the 1934 Act, the plaintiff must show that the defendant made false statements or omitted material information regarding the purchase or sale of securities and that the defendant acted with the requisite scienter. The Court concluded that three of Defendants’ statements omitted “soft” information that Kindred was probably not required to disclose and that Kindred duly disclosed the “hard” facts it knew as well as its uncertainty as to the effect of the company’s change in insurance coverage for its Florida claims and the potential increase in Florida claims after the tort reform law was passed. The rest of Defendants’ statements were misrepresentations, which the Court dispensed with as (1) analyst reports for which the Defendants were not liable, (2) forward-looking statements under the “safe harbor” provision of the Private Securities Litigation Reform Act for which the Defendants were not liable because either the statements were accompanied by meaningful cautionary language or Plaintiffs failed to show that Defendants actually knew they were making false statements, or (3) statements of present or historical fact for which Plaintiffs failed to show that Defendants acted recklessly in making the alleged misrepresentations. Accordingly, Plaintiffs failed to present a proper 1934 Act fraud claim. Finally, the Court concluded that the individual Defendants were not liable as “controlling persons” because Kindred, the controlled entity, had not committed securities fraud. All of Plaintiffs’ claims were therefore dismissed with prejudice.

     

  • Sixth Circuit Court of Appeals 
    Opinion Pub Date Short Title/District
    04a0026p.06 2004/01/20  USA v. Horn
        Middle District of Tennessee at Nashville

     ALICE M. BATCHELDER, Circuit Judge. Defendant-appellant Gregory Steven Horn appeals the sentence imposed following his conviction on one count of bank robbery in violation of 18 U.S.C. §§ 2113(a) and (d). Horn contends only that the district court erred in sentencing him as a career criminal under USSG § 4B1.1. In particular, Horn argues that his prior felony convictions for robbery were related offenses under Section 4B1.1, and that they therefore should not have been counted as separate offenses for purposes of career offender enhancement. Because we find that defendant’s prior felony convictions were not related offenses under Section 4B1.1, we will AFFIRM the district court.

    04a0027p.06 2004/01/20  Daneshvar v. INS
        State of Michigan Agency

    KENNEDY, Circuit Judge. This case presents an appeal from the Board’s order denying Petitioner’s application for asylum and denying his petition for adjustment of status. We grant but stay the enforcement of the order denying the application for asylum. We reverse the Board’s denial of his petition for adjustment of status and remand that petition for further proceedings.

    04a0028p.06 2004/01/22  USA v. Bolka
        Western District of Tennessee at Memphis

    KENNEDY, Circuit Judge. Defendant Joseph F. Bolka, III pleaded guilty to five counts of possession of methamphetamine with the intent to distribute and distribution and one count of manufacturing methamphetamine in violation of 21 U.S.C. § 841(a)(1). Defendant now appeals the district court’s denial of his motion for a sentencing reduction under the “safety valve” provision of the United States Sentencing Guidelines (“U.S.S.G.”) § 5C1.2(a). For the reasons explained below, we AFFIRM the judgment and defendant’s sentence.

    04a0029p.06 2004/01/22  Robinson v. Stegall
        Eastern District of Michigan at Detroit

    ALAN E. NORRIS, Circuit Judge. The State of Michigan appeals on behalf of Warden Jimmy Stegall from the grant of a writ of habeas corpus, 28 U.S.C. § 2254, to prisoner Reginald Robinson. On appeal, we must determine whether the alleged violation of a consent judgment entered into by the parties is sufficient to warrant granting the writ despite the fact that the district court did not specify which, if any, federal constitutional right had been violated. Because a district court may grant a writ of habeas corpus “only on the ground that [a state prisoner] is in custody in violation of the Constitution or laws or treaties of the United States,” 28 U.S.C. § 2254(a), we hold that the grant of the writ under the circumstances presented by this case was premature and therefore remand the matter for further proceedings consistent with this opinion.

    04a0030p.06 2004/01/23  McFarland v. Yukins
        Eastern District of Michigan at Detroit

    JOHN R. GIBSON, Circuit Judge. The district court granted Paula McFarland a conditional writ of habeas corpus on the ground that the attorney defending McFarland against drug charges labored under a conflict of interest because he also represented her daughter on the same charges. The Warden appeals the grant of the writ, arguing that McFarland did not justify her failure to raise the conflict of interest argument on appeal from the conviction, that the defense attorney's representation of McFarland and her daughter did not violate McFarland's Sixth Amendment right to counsel, and that McFarland received an evidentiary hearing to which she was not entitled. We affirm the grant of the conditional writ.

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