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KENTUCKY
RULES OF CIVIL PROCEDURE
RULE
73 ALL APPEALS
CR
73.01 GENERAL PROVISIONS
(1) Rules 73, 74, 75
and 76 apply to all appeals in civil actions
except as otherwise provided in Rule 72, Rule
98 or in statutes creating special remedies.
(2) All appeals shall be taken to the next higher court by filing a
notice of appeal in the court from which the appeal is taken. After
such filing, if the appeal is from a circuit court, any party may
file a motion for transfer of the case to the Supreme Court as
provided in CR 74.02. A motion for
discretionary review by the Supreme Court of a decision of the Court
of Appeals, or by the Court of Appeals of an appellate decision of
the circuit court, shall be made as provided in Rule
76.20.
(3) Two or more persons entitled to appeal may file a joint notice
of appeal, or may later join in appeal, if practicable, after filing
separate notices of appeal, and they shall thereafter proceed as a
single appellant.
(4) The taking of an appeal from a final order or judgment in any
action in which the trial court has denied a defense asserted under Rule
12.02 based upon (a) lack of jurisdiction over the person, or
(b) improper venue, or (c) insufficiency of process, or (d)
insufficiency of service of process, shall not constitute an entry
of appearance in said action in any court by the appellant.
[Amended by Order 96-1,
eff. 1-1-97; prior amendments eff. 11-15-91, 10-1-82, 1-1-78,
7-1-76, 7-1-69, 4-1-63; adopted eff. 7-1-53]
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73.02 WHEN AND HOW TAKEN
(1) (a) The notice of appeal shall be filed within 30 days
after the date of notation of service of the judgment or order under
Rule 77.04(2).
(b) If an appeal or cross-appeal is from an order or judgment of the
circuit court, the filing fee required by Rule 76.42(2)(a)(i) or
(ii) shall be paid to the clerk of the circuit court at the time the
notice of appeal or cross-appeal is tendered, and the notice shall
not be docketed or noted as filed until such payment is made.
Motions to proceed in forma pauperis on such an appeal or
cross-appeal must be addressed to the circuit court. If timely
tendered and accompanied by a motion to proceed in forma pauperis
supported by an affidavit, a notice of appeal or cross-appeal shall
be considered timely but shall not be filed until the motion to
proceed in forma pauperis is granted or, if denied, the filing fee
is paid. If the motion to proceed in forma pauperis is denied, the
party shall have ten days within which to pay the filing fee or to
appeal the denial to the appropriate appellate court. Time for
further steps in the appeal or cross-appeal shall run from the date
that the notice of appeal is filed upon payment of the filing fee or
the granting of the motion to proceed in forma pauperis.
[Amended by
Order 2000-1, eff 2/1/2001]
(c) If an appeal or cross-appeal is from an order or judgment of the
district court, the filing fee required by KRS 23A.210 or 23A.205(1)
shall be paid to the clerk of the district court at the time the
notice of appeal or cross-appeal is filed, and the notice shall not
be docketed or noted as filed until such payment is made.
(d) Upon a showing of excusable neglect based on a failure of a
party to learn of the entry of the judgment or an order which
affects the running of the time for taking an appeal, the trial
court may extend the time for appeal, not exceeding 10 days from the
expiration of the original time.
(e) The running of the time for appeal is terminated by a timely
motion pursuant to any of the Rules hereinafter enumerated, and the
full time for appeal fixed in this Rule commences to run upon entry
and service under Rule 77.04(2) of an order
granting or denying a motion under Rules 50.02,
52.02 or 59, except
when a new trial is granted under Rule 59.
(2) The failure of a party to file timely a notice of appeal,
cross-appeal, or motion for discretionary review shall result in a
dismissal or denial. Failure to comply with other rules relating to
appeals or motions for discretionary review does not affect the
validity of the appeal or motion, but is ground for such action as
the appellate court deems appropriate, which may include:
(a) A dismissal of the appeal or denial of the motion for
discretionary review,
(b) Striking of pleadings, briefs, record or portions thereof,
(c) Imposition of fines on counsel for failing to comply with these
rules of not more than $500, and
(d) Such further remedies as are specified in any applicable Rule.
(3) When the right of appeal in special civil cases is granted by
statute, such appeals shall be prosecuted as provided in KRS
446.190.
(4) If an appellate court determines that an appeal or motion is
frivolous, it may award just damages and single or double costs to
the appellee or respondent. An appeal or motion is frivolous if the
court finds that it is so totally lacking in merit that it appears
to have been taken in bad faith.
[Amended by
Order 98-2, eff. 1-1-99; prior amendments eff. 11-15-91 (Order
91-2), 8-28-89, 1-1-87, 7-5-85, 1-1-85, 7-1-81, 1-1-78, 7-1-76,
7-1-69, 4-1-63, 6-1-60; adopted eff. 7-1-53; amended eff 2/1/2001]
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73.03 NOTICE OF APPEAL
(1) The notice of appeal shall specify by name all appellants and
all appellees ("et al." and "etc." are not
proper designation of parties) and shall identify the judgment,
order or part thereof appealed from. It shall contain a certificate
that a copy of the notice has been served upon all opposing counsel,
or parties, if unrepresented, at their last known address.
(2) When the notice of appeal is filed, the clerk shall serve notice
of its filing by mailing a copy showing the date filed to the clerk
of the appellate court and to the attorney of record of each party
or to the party, if unrepresented. The clerk shall note in the civil
docket the names of the parties mailed the copies, with date of
mailing. Failure of the clerk to comply with this rule does not
affect the validity of the appeal.
[Amended by
Order 91-2, eff. 11-15-91; prior amendments eff. 1-1-85, 1-1-78,
7-1-76, 7-1-69; adopted eff. 7-1-53]
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73.04 SUPERSEDEAS BOND
(1) Whenever an appellant entitled thereto desires a stay on appeal,
as provided in Rule 62.03, he may present to
the clerk or the court for approval an executed supersedeas bond
with good and sufficient surety. The address of the surety shall be
shown on the bond. The bond shall be in a fixed amount and
conditioned for the satisfaction of the judgment in full together
with costs, interest and damages for delay, if the appeal is
dismissed or if the judgment is affirmed, and to satisfy in full
such modification of the judgment and such costs, including costs on
the appeal and interest as the appellate court may adjudge.
(2) When the judgment is for the recovery of money not otherwise
secured, the amount of the bond shall be fixed at such sum as will
cover the whole amount of the judgment remaining unsatisfied, costs
on the appeal, interest, and damages for delay, unless the trial
court after notice and hearing and for good cause shown fixes a
different amount or orders security other than the bond.
(3) When the judgment determines the disposition of the property in
controversy as in real actions or replevin, or when such property is
in the custody of the sheriff, or when the proceeds of such property
or a bond for its value is in the custody or control of the court,
the amount of the supersedeas bond shall be fixed at such sum only
as will secure the amount recovered for the use and detention of the
property, the costs of the action, costs on appeal, interest, and
damages for delay. A supersedeas bond may be given to stay
proceedings on a part of a judgment, and in such case the bond need
only secure the part superseded.
[Amended by
Order 91-2, eff. 11-15-91; prior amendments eff. 7-1-76, 4-1-63,
6-1-60; adopted eff. 7-1-53]
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73.05 BOND ON APPEAL--REPEALED
[Repealed eff.
1-1-78; prior amendment eff. 7-1-76; adopted eff. 7-1-53]
CR
73.06 FAILURE TO FILE OR INSUFFICIENCY OF SUPERSEDEAS BOND
(1) The sufficiency of the bond or the surety may be determined by
the trial court upon motion and hearing.
(2) During an appeal, the trial court shall retain original
jurisdiction to determine all matters relating to the right to file
a supersedeas bond, the amount and sufficiency thereof and the
surety thereon.
[Amended by Order 91-2,
eff. 11-15-91; prior amendments eff. 8-28-89, 1-1-86, 1-1-78,
7-1-76, 7-1-69; adopted eff. 7-1-53]
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73.07 JUDGMENT AGAINST SURETY
By entering into a supersedeas bond, the surety submits to the
jurisdiction of the court with which the bond is filed and liability
may be enforced on motion without the necessity of an independent
action. The motion shall be served on the surety as provided by Rule
5 at least 20 days prior to the date of the hearing.
[Amended by
Order 91-2, eff. 11-15-91; prior amendments eff. 1-1-78, 6-1-60;
adopted eff. 7-1-53]
CR
73.08 CERTIFICATION OF RECORD ON APPEAL
The record on appeal as constituted under Rule 75
or Rule 76 shall be prepared and certified by
the clerk of the court from which the appeal is taken within 10 days
after the filing of the transcript of evidence by the court
reporter. If the proceedings were taken exclusively by video
recordation or if there are no proceedings to transcribe, then the
record on appeal shall be certified by the clerk within 30 days
after the date of filing the first notice of appeal. In Forma
Pauperis cases, the time for certifying the record on appeal in
video appeals or in appeals where there is no transcript of evidence
shall run from the date the Motion to Proceed In Forma Pauperis is
granted. If CR 76.03 applies to the appeal,
the time for certifying the record shall begin to run as provided in
CR 76.03. The appellate court, in its
discretion, may extend the time for certification of the record upon
motion and a showing of good cause.
[Amended by
Order 91-2, eff. 11-15-91; prior amendments eff. 8-28-89, 7-14-88,
1-1-85, 1-1-78, 7-1-76, 6-1-60; adopted eff. 7-1-53]
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